Financial Services Recruitment Specialists
Nelson Scott provide Financial Services Recruitment to the Wealth Management, Financial Planning, Investment and Asset Management sectors. We specialise in all Financial Services roles including Financial Advisor, Paraplanner, Compliance, Investment Manager, Front, Middle and Back office roles including Administration and Sales Support.VIEW OUR SERVICES
Job SearchVIEW CURRENT VACANCIES
Submit your CVCLICK TO REGISTER
To continually strive to be acknowledged as the best Investment and Wealth Recruiter and preferred partner to all our clients. Achieve a successful conclusion on every assignment.
Compliance Quality Assurance
Salary: to £ 50000 p.a.
Location: South East England, South East England
We are currently looking for a Qualified Financial Services Professional to assist our Compliance Director.
The candidate will be involved in assessing and checking the advice provided by the advisory team.
The candidate must be highly experienced in the advisory process and have extensive experience of suitability report production, ideally with knowledge of Trusts, IHT Planning, Pensions, Investments and Wealth Management.
The candidate will be assessing the work being produced for our clients and ensuring our high standards are maintained. We have a commitment to the highest levels of professionalism.
The candidate will be at least Diploma (level 4) qualified, but preferably progressing towards or qualified to Advanced Diploma/Chartered level (level 6).
We provide support with ongoing study and will require candidates to take further qualifications to gain Chartered Status and to take part in Continuous Professional Development.
The candidate will be required to provide technical support and assistance to the advisory team and so a good knowledge of current legislation is necessary.
Our Balanced Recruitment Team
Nelson Scott are financial recruitment specialists with a combination of industry professionals and experienced recruiters. This enables Nelson Scott to comprehensively add value to your business and the candidate recruitment process.
- Sales and Trading
- Fund Managers
- Business Development Managers
- Client Relationship Management
- Private Bankers
- Finance and Accountancy
- Financial Advisers
How to perform well on a Phone Interview
Use our do’s and don’ts checklist to tackle your telephone interview with confidence and get through to the next stage of the application process Phone interviews can be difficult due to the lack of visual clues however they can be a quick and more convenient way for both you and the interviewer to start the […]
One of those things that seems like a ‘no brainer’ yet still so many forget to do simple things. Our top tips for putting together a CV are below: spell check – often we can’t spot the simplest things when we’ve been staring at a document for hours. Hit spell check just to double check […]